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Securities Law and Regulations |
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Attorneys at Inventus Law have experience in advising and representing both U.S. and foreign companies on all aspects of U.S. securities laws and compliance matters. We advise our clients on a wide-range of matters, including: - Preparation and review of filings made with the U.S. Securities and Exchange Commission and other regulatory agencies, including annual and quarterly reports, current reports on Form 8-K, proxy statements, insider filings.
- Preparation and review of press releases for public company clients.
- Transactions, such as initial and secondary public offerings, PIPEs, private offerings, mergers and acquisitions, proxy contests and going private transactions.
- Responsibilities of corporations, management, board of directors and special committees of boards of directors under federal and state laws, and governance issues under SEC, stock exchange rules and related Sarbanes-Oxley matters.
- Reverse public merger with U.S. public shell companies.
Our Attorneys have worked with both U.S. public companies and foreign investors in U.S. public companies on U.S. securities regulations, including: - Counseling on compliance issues in connection with proposed corporate actions
- Advice on corporate strategy and reorganizations
- Structuring executive compensation, benefit plans and contracts
- Role of directors and independent committees and fiduciary obligations of directors and officers of public companies under the current U.S. securities law and regulations.
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