Securities Law and Regulations PDF Print E-mail

Attorneys at Inventus Law have experience in advising and representing both U.S. and foreign companies on all aspects of U.S. securities laws and compliance matters.

We advise our clients on a wide-range of matters, including:

  • Preparation and review of filings made with the U.S. Securities and Exchange Commission and other regulatory agencies, including annual and quarterly reports, current reports on Form 8-K, proxy statements, insider filings.
  • Preparation and review of press releases for public company clients.
  • Transactions, such as initial and secondary public offerings, PIPEs, private offerings, mergers and acquisitions, proxy contests and going private transactions.
  • Responsibilities of corporations, management, board of directors and special committees of boards of directors under federal and state laws, and governance issues under SEC, stock exchange rules and related Sarbanes-Oxley matters.
  • Reverse public merger with U.S. public shell companies.

Our Attorneys have worked with both U.S. public companies and foreign investors in U.S. public companies on U.S. securities regulations, including:

  • Counseling on compliance issues in connection with proposed corporate actions
  • Advice on corporate strategy and reorganizations
  • Structuring executive compensation, benefit plans and contracts
  • Role of directors and independent committees and fiduciary obligations of directors and officers of public companies under the current U.S. securities law and regulations.

 

 
Disclaimer: This web site is designed for general information only. The information presented at this site should not be construed to be formal legal advice nor the formation of a lawyer/client relationship.